November 20th, 2024
CPD hours: 5
Aim
Be super ready for one of the most important and challenging moments coming up, the next CySEC inspection. Like an exam, solving past papers better
prepares you for what the examiner might be looking for.
• Get a clear understanding of what might trigger a CySEC inspection, and the procedure usually followed by the CySEC Officers when performing an inspection.
• Understand the areas where CySEC focuses during an inspection based on previous experiences.
• Understand market best practices and gain knowledge from experiences drawn from previous CySEC inspections, to ensure that your organization is in line with the regulator’s expectations
Participants’ Profile
This seminar is addressed to:
• Compliance Officers & Assistants
• Executive & Non-Executive Directors
• Lawyers and consultants
Any professionals wishing to enhance their understanding in regulatory compliance for CIFs and AIFMs
Certification
All participants will be awarded a certificate. Each hour of attendance will account for one unit of Continuing Professional Development (CPD) as required for members of most professional bodies.